Surface financial, investor, and transaction concerns
Provide current financial context, capital activity, debt, fundraising, acquisitions, sales, litigation, regulatory matters, employment disputes involving executives, and prior demands against management.
Management liability questions to resolve
- Who owns, governs, finances, and controls each entity in the proposed insured group?
- What fundraising, debt, transaction, litigation, or regulatory activity is current or planned?
- Have investors, owners, employees, customers, competitors, or authorities alleged management misconduct?
What CARMA wants the submission to explain
These details help the team understand the account and identify the next useful question. They do not establish eligibility or available terms.
- Describe ownership, governance, financing, subsidiaries, investors, and the decisions made by directors and officers.
- Identify prior disputes, threatened claims, regulatory matters, transactions, and changes in control.
- Provide governing documents, financial information, cap-table context, and the requested management-liability structure.
Records for a directors and officers review
- Entity chart, ownership table, board and officer list, and governing-document summary
- Financial statements, financing and transaction information, and current business plan context
- Litigation, demand, regulatory, employment, and prior management-liability claim history
Can CARMA consider this account?
CARMA confirms program fit, licensing, state availability, coverage options, and market interest for each account. This guide does not promise eligibility, terms, pricing, or placement.